Chapter-7 Operation of Securities business

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Sections

Section 76: Business standards
Section 77: Provisions relating to identification of investors, purchase and sale order, contract note and payment of money
Section 78: Accounts to be maintained by securities business person
Section 79: Insurance to be made
Section 80: Auditor to be appointed
Section 81: To maintain roster of auditors
Section 82: Submission of accounts and statements
Section 83: Report to be made by enlisted auditor to Board

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