Securities Act 2063
Chapter-5 Provisions Relation to License to Carry on Securities Business
Sections
- Section 56: License to be obtained to carry on securities business
- Section 57: Application for license to carry on dealing in securities
- Section 58: A license to carry on securities business to issue
- Section 59: Board to specify terms and conditions
- Section 60: Power to refuse to issue a license to carry on securities business
- Section 61: Validity and renewal of a license to carry on securities business:
- Section 62: Power to prescribe for carrying on securities business through a subsidiary company
- Section 63: Types of securities business
- Section 64: License not to be issued to carry on securities business without specifying agent
- Section 65: Formal agent
- Section 66: Rights of securities business person
- Section 67: Minimum capital and financial source of securities business person
- Section 68: To maintain records of securities business persons
- Section 69: Records of formal agents
- Section 70: Information to be given
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